Practice and Performance Goals
Hal Galper  March 2003

"Learn it, then forget it." - Charlie Parker

The ultimate goal for any artists in any medium is to gain control of their internal and external creative environment. The reality of an artist's internal life takes precedence over the external.

To this day I remember walking down Boston's Newberry St. while a student at Berklee School in the late 1950s, asking myself: "What is supposed to be going on inside me when I'm playing?" This is a universal question for jazz players, one that has been the guiding light for my research over the last 45 years and that leads to two succeeding and universal questions: "How do I practice? How do I use what I've practiced to be an effective jazz improvisor?"

I have looked for the answers to this mystery from the point of view that most of the tools we need to develop to be a jazz improvisor are internal processes, a difficult concept to grasp since it is natural to focus our attention on such external processes as hands, lips, the instrument, written music, or the like.

Supported by the latest neurological research on how the brain functions, Robert Jourdain makes a convincing case for the idea that humans are "hard-wired" for music from birth, that the source of all music stems from the way we all are physiologically constructed.1

Learning how to improvise and perform jazz music involves understanding not only the technical and mechanical elements of jazz but also the relationship between three interlocking and interdependent physiological elements on an intuitive level: the mind, the body, and emotions - as well as understanding how this complex of elements works together to produce the improvised experience. (See
Example 1.) It's generally assumed that these physiological elements are fixed as givens that are immutable. To the contrary, the mind, the body, and emotions are malleable; they can be trained as tools you can control to work for you. They are the basic tools of any artistic endeavor!

Mind
In a presentation before an October 2001 symposium on music and neurology, Dr. Gottfried Schlaug "made comparisons between the brains of professional musicians and those of non-musicians. His findings indicate that professional musicians tend to have larger motor cortices than non-musicians and that years of repetitive practice can strengthen existing synapses and even lead to the formation of new ones."2

Body
Seymour Fink describes the experience of playing rhythm as a "kinetic" (the motion of bodies) experience which occurs in continuing "wavelike beats.... This is fully perceived only by the body; it is not a mental concept." It is "the life force of the music, the performer's internal engine that propels the music forward in an unstoppable flux.... We respond physically to this living, pulsating organism that is music...."

Emotion Dr. Anne Blood described a "significant aspect" in how the brain responds to music: "almost all of the brain's response to music takes place at the subcortical level, that is, in the nerve centers below the cerebral cortex, which is the region of the brain where abstract thought occurs.... It looks like the emotional part of music is getting at something more fundamental that cognition." Her study "also revealed that the brain processes consonant and dissonant sounds in very different ways. Dissonant sounds affected areas of the brain involving memory and anxiety, while consonant sounds stimulated pleasant emotional responses. The results of Dr. Blood's study may be validating what composers and performers of music have know for centuries."

Margaret A. Boden quotes psychologist Phillip Johnson-Laird, "It has been known for some time that aesthetically pleasing melodies tend to involve a succession of small intervals followed by a larger one, and visa versa. For example (using * for the first note, R for repeat, U for up, and D for down), the opening of Beethoven's Fifth has the contour *-R-R-D-U-R-R-D; and Greensleeves opens with *-U-U-U-U-D-D-D-D."3

It is realistic to assume that jazz performers, with the proper training, learn how to control the mind, body, and emotions on an intuitive level.4 These tools can be further understood as the interlocking functions of External Behavior and Internal Behavior. (See Example 2.)
Practicing is external behavior that affects internal processes that in turn affect the external behavior of performance. The three functions interact. If one takes this idea to its logical extreme, playing a musical instrument is fundamentally a process of mind over matter. "The imagination can manipulate ivory, felt, steel, and spruce to sublime ends. [Bill] Evans called it putting emotion into the piano, and he proved that it can be done," said author Peter Pettinger.5

Most students give primary consideration the external, technical and mechanical aspects of study: notation, theory, the instrument, mechanical technique, all those aspects of playing music that are visible to the naked eye. Your instrument, whichever one it may be, is not the instrument! It just looks that way. The external aspects are an illusion.

Seymour Fink states, " By restricting our instruction to teaching the mechanical (getting around and pushing the right levers) and teaching notation (lines, spaces, rhythmic subdivisions, and the like), we ignore - or worse, might even obstruct - the true musical development of a studeent." He further suggests that "the essence of music making...is found in inner hearing with its linkage to the body, and in a deeper grasp of musical values and their relationship to performance.... Along with teaching notation, we must also teach its limitations, namely that it is an approximate, pictorially inadequate representation of those live and vital sounds that started in the composer's head. That music exists only in live sound, not on the page, is too quickly forgotten."6

The musical realities you have to deal with are internal processes. The conclusion that follows may be difficult for the student to grasp at first. You are the instrument! A musical instrument is merely a machine. It is an input and output device. It is worth stating twice. The mind, the body, and emotions are the basic tools of any artistic endeavor! They can be trained to do the improvisor's bidding.

The goals of practicing are to develop one's internal processes. The goal of playing is to use these processes as performance tools. An instrument is an input device used to train internal processes, like the keyboard of a computer. When performing, an instrument acts like a computer's printer - it is the output device. The internal processes can be compared to software code that you're constantly writing and rewriting.

The internal life of an artist takes precedence over the external life. It is within this internal life that the richness of creative and controlled musical experience can be discovered, developed, and enhanced. Being somewhat ephemeral in nature and initially difficult to grasp, this inner life is often ignored in favor of the external life. All practicing is dedicated to the development and control of inner processes.

The Practicing Attitude
Quite often students don't have a clear understanding of the difference between practicing and performance and how the two interact. There is a practicing attitude and a playing attitude. Each is different.

The main contributor to the confusion between these two attitudes is that students spend more time practicing as compared to the amount of time spent playing. Without realizing it, they are developing a practicing attitude. They then mistakenly try to apply this practicing attitude to a playing situation, becoming frustrated when it doesn't work. The main challenge most students face in developing a playing attitude is having the opportunity to gain enough playing experience with musicians of a high enough caliber to get to hear how to do it right.

The Playing Attitude
Simply put, the playing attitude employs a process yet to be codified in western music education - "faking it." Although the name has a slightly disreputable connotation, as if faking it were somehow cheating, it is a highly sophisticated process that can only be self-taught.

When studying music as a child, most of us (especially those with exceptional capacities for hearing) share the common experience of our teachers discouraging us from memorizing and playing music by ear. I know I did. I remember my first piano teacher, Mrs. Olivier, yelling from the kitchen, "Harold, you're playing from memory! Read the music!" I never knew how she could tell that I was playing by ear, but I suspect it was because I was over-interpreting the pieces, perhaps playing them with too much feeling. Our early teachers implanted within us guilty feelings when we played by ear, as if it was wrong to do so.

However, in his book The Art of Playing The Piano, George Kochevitsky's impeccable scientific research on how the mind and nervous system function when playing music proved that all music is played by ear! You can't play anything until you can hear it first. In scientific terms he's talking about developing a strong "brain-to-hand" signal. Kochevitsky proved that if the signal from the brain is strong enough, the hands will do anything to get the sound out.

The process of "faking it" is implemented by bringing these highly developed internal processes to the bandstand and just "going for it" without worrying about making a mistake. During a recent study by neurological researchers at the University of Tubingen, Germany, Dr. Gabriela Scheler (a former violinist with the Nuremberg Philharmonic Orchestra) said, "the findings suggest that professionals have 'liberated' their minds from worrying about hitting the right notes. As a result, they are able to listen, judge, and control their play...."7

Learning how to "fake it" can't be learned in the classroom and practice room. It can only be learned on the bandstand, doing it over and over, performance by performance until right. It's a process of experimentation, of trial and error. The player is constantly trying to train and use these inner processes through the direct experience of using them.

My first experience with "faking it" was during my early student years. I'd take commercial music gigs to make the rent, playing the classic standard songs at weddings, dances, and Bar Mitzvahs. As I didn't know all the tunes by memory, I'd bring my fake books with me to the gigs. Unfortunately, the tunes segued from one to the next; and the bandleaders never gave me enough time to look the tunes up. They'd usually say "Fake it, kid; fake it. You'll learn it in a couple of choruses." By listening hard to the bass or guitar player, I'd eventually learn the tunes by ear.

Practicing is work directed toward developing internal processes. Playing is learned through direct experience, applying these internal processes until they work for you on the bandstand.

Internal Processes
Historically, the practicing attitude is linear, intellectual, goal-oriented, and mechanical. The playing attitude is just the opposite. It is holistic, process-oriented, and intuitive/emotional in nature.

Seven of the major internal processes that one must develop are a "vivid" aural imagination, the ability to concentrate in a highly focused and uninterrupted stream, a sense of musicality, a musical vocabulary, rhythmic syncopation, physical control, and emotional control.

Aural Imagination
I suggest, "First, learn how to hear everything and to play everything you hear, then hear everything and play as little of it as possible."

When I ask my class members to raise their hands if they 're having trouble playing what they hear in their ears, most raise their hands. The truth is that they hear what they want to play but don't hear it vividly, in an intense manner. They hear it pale, more as "Do-be-do-be-bop" instead of "DO-BE-DO-BE-BOP!"

A TV documentary showed Dizzy Gillespie backstage after a high school concert talking to some budding high school musicians. Trying to make his point about the degree to which vivid hearing must be developed, he sang the above scat syllables first softly ("Do-be-do-be-bop") then shouting very loudly ("DO-BE-DO-BE-BOP!") This brings up another concept that bears much contemplation to understand: what's going on in your head comes out on your instrument on a direct one-to-one basis! There's no hiding. Everybody plays exactly the way they hear. If you want to change the way you play, you have to change the way you hear. You can't have an action without a thought that precedes it. Consequently, all actions describe a person's thought processes. To change one's actions, one must first change one's thought processes.

Kochevitsky's point about having to hear music before playing it was further confirmed for me by a later experience. While touring with the Phil Woods band, I was in my motel room very early one morning, packing and getting ready to get into the van for a drive to our next gig. The TV was tuned to the morning kids' show "Mr. Rogers" and the great classical pianist Andre Watts was his guest. I heard Mr. Rogers ask, " Well, Andre, how do you play music? Watts replied, " It all depends on the vividness of your imagination and how intensely you can concentrate." I was stunned. His answer was exactly the same as Kochevitsky's conclusions, only stated in humanistic rather than scientific terms. Your aural imagination depends on how intense the aural signal is in your ear.

I had the good fortune to have studied piano technique with Madame Chaloff (jazz baritone saxophonist Serge Chaloff's mother) while living in Boston in the late 1950s and early '60s. She used tell me, "Hal, technique is in the brain, not in the hands." "Yeah, sure," I'd respond, "then why are my hands so slow?" It wasn't until many years later that I finally became convinced of her argument. To prove her point to myself, I tried an experiment.

Someone had sent me a bootleg Italian recording of air-checks that Art Tatum had made when he was in his early 20s, young and showing off. It was the fastest piano-playing I'd ever heard. I put the record on and listened to it for three hours straight. Immediately afterward I went to the piano and started playing. For about a half hour I was playing as fast as Tatum. As I continued on for another half hour, my playing got slower and slower until I was back to my own technical level.

What had happened was that by listening so long to Tatum playing fast, I had put the sound of playing fast in my ears. It was at that point that Madame Chaloff's point became a revelation. Tatum didn't have faster hands; he had faster ears! How fast you can play depends on how fast you can hear. Everyone has an upper limit of hearing speed that they work on extending over the years.

In another perfect example of the power of musical imagination, Oliver Sacks cited the well-documented case of Blind Tom, a slave child born on a southern plantation in the mid-1800s.8 "Tom would listen intensely to the colonel's daughters practicing their sonatas and minuets on the piano." When the four-year-old sat at the piano, he'd repeat what they played note-for-note, at speed! Because of this unique talent, he was subsequently sold to a promoter who took the child on tour. "

At 11, he played before President Buchanan at the White House. A panel of musicians who thought that he had tricked the President tested the child's memory the following day, playing two entirely new compositions to him, 13 and 20 pages in length. "He reproduced them perfectly and without the least apparent effort." How could he do that without any musical training? It is too easy to dismiss this as only another case of an idiot-savant. If we accept Kochevitsky's premise that all music is played by ear, then the only conclusion one can come to is that the child's aural imagination was extremely highly developed. This kind of hearing is commonplace among the great musicians.

Entrepreneur Todd Barkin told me a story about jazz pianist Ahmad Jamal that further illustrates this point. Ahmad was visiting Todd in his office one day, and Barkin played a Bill Evans recording of the composition My Story. Much impressed, Ahmad had Todd replay it three times. A week or two later Todd and Ahmad were hanging together at a piano, and Ahmad played the song from memory - with Bill's exact changes and melody. As Todd related to me, "it's only got a million sets of changes to it!" Jazz pianist Red Garland was also purported to be able to memorize a song after three hearings of it.

The ears have their own independent way of working. Their own dynamics and tendencies can be used and manipulated to your advantage. Practicing and playing without understanding how this most basic tool of your art works is inefficient and largely nonproductive.

It is a commonly mistaken conclusion that improvising musical ideas is a matter of making a series of conscious decisions. "I think I'll play this, and now I think I'll play this; now I think I'll play this." This is just not possible. Conscious decisions of that type are too slow to use during the process of improvising. Have you ever practiced a musical idea, then to interject it into your solo while playing only to find that it completely stops your solo? Conscious decision-making is an intellectual process that is too slow to use while improvising. Decisions about what to play when are made on an intuitive level, the intuition being able to make decisions at a speed approximately 20,000 faster than intellectual thought.

Mitch Haupers quotes from Howard Gordon's Creating Minds, "...intelligence and creativity are not the same. Intelligence is measured in terms of convergent thinking - the ability to give the 'correct' answer on an IQ test - while creativity stimulates divergent thinking - the tendency to respond to problems by searching for a wide range of possible interpretations."9

There is only one way you can play a musical idea; because you have to! The idea lives so intensely, so "vividly" in your aural (ears/hearing) imagination that you're compelled to play it. Your hands have no choice; they are compelled to respond to the intense brain signal. It is compulsive behavior in its finest form.

When practicing music ideas we tend to think that it is the idea itself that we are trying to learn when in actuality the idea functions more as a tool to develop the more sophisticated process of vivid aural imagination. It's not the idea itself that is important; it is the effect that practicing the idea has on the process of hearing vividly. It is not the practiced idea you take to the bandstand with you, it is the process of vivid aural imagination you take to the bandstand as a performing tool. You don't want to improvise using only practiced ideas, anyway. You'll find it extremely boring and mechanical. Your goal on the bandstand is to make up ideas you never practiced before and hear them so intensely you that are compelled to play them.

The human imagination is the most powerful tool in the universe. It is the source of all civilization: nothing created by mankind exists without it being first imagined. Some eastern religions even go so far as to postulate that the observable universe is actually a product of our imaginations. No matter the art form, harnessing the power of your imagination and concentration are what being an artist is all about.

Concentration
People switch mental states thousands of times a day without realizing it. One minute you'll be aware of everything going on around you; the next minute you can switch to an introspective, self-absorbed state. Sometimes you have to concentrate on more than one thing at a time, as a juggler would have to do. Mental states can eventually be controlled and mastered to be used as tools of your art, and concentration is a mental state.

In the human organism, "work" is measured by the amount of calories one burns during a task. A scientific study compared the amount of calories burned by someone digging a ditch for eight hours to that of a classical cellist playing a three-hour concert. Though all the cellist was doing was sitting and moving a bow back and forth, they both burned the same amount of calories. The ditch-digger's work was physical; the cellist's was concentration. Concentration is the "work" we do as performers. You've had the experience of having practiced very intensely for an hour or two and finding yourself exhausted afterward. There's no denying it, it's work.

We are unaware that we are developing concentration when we practice. Concentration comes in more than one form: it can be narrow, wide, or distracted. Exercising control over these types of concentration and using them as tools is another of your goals. Not only does a practiced idea shape one's hearing, it also develops your ability to concentrate. This ability, like vivid imagining, may take years to develop.

Narrow Concentration
Narrow concentration focuses on a narrow point, as in meditation. How many times while playing has your mind drifted off to think about what someone said to you earlier that day, or what your dog did that afternoon? Your flow of concentration is interrupted: you can concentrate but only in spurts. What remains to be developed is the ability to concentrate in a continuous, uninterrupted flow.

When practicing a particular musical idea, we are focused narrowly on it, focusing in a manner that excludes all extraneous thoughts. Our general awareness of things around us recedes until the idea is the only thing we are aware of, becoming almost all-consuming. In that way we are practicing narrow concentration without realizing it.

Wide Concentration
This type of concentration is used when playing in a group so that the player can listen to the group sound as a totality, listening to oneself last. I became aware of this type of concentration during my stint with trumpeter Chet Baker, my first "big-time" jazz gig, in the early 1960s.

Chet was a master of playing soft and swinging hard, a rapidly disappearing art. It seemed that I could never play soft enough to satisfy Chet, especially when he was singing. I'm a rather large person, with big arms and hands, and I would try everything I could to play softer, but nothing seemed to work. Finally, one night on the bandstand of the Plugged Nickel in Chicago, Chet got his point across.

It was Saturday night, and the club was packed with a hushed audience. A blue spotlight focused on Chet, who was sitting on his trumpet case, microphone in hand, singing a ballad (I believe I Fall In Love Too Easily). At about the bridge to the tune, I hit one chord just slightly too loud. Chet stopped singing, turned around, pointed at me, and yelled, "You've got it, Hal!" Everyone in the club turned around; I had 200 pairs of eyes looking at me!

Back in my motel room later that night, I went over the experience and realized a basic truth. We spend a large part of our time doing individual work on our instruments, subjectively self-involved with our own individual musical concerns. Without realizing it, we bring that self-involvement to the bandstand with us, so we're only thinking about our own role in a group-playing context. I realized that that's what I had been doing.

The next night on the gig I decided to listen to myself last and listen instead to the whole group first. The light came on! By listening only to myself (narrow concentration) to control my volume, I had nothing to which to relate my volume. By listening to the whole sound of the band (wide concentration), I could finally hear myself in relation to the total sound the band was creating and thus adjust my volume accordingly.

Distracted Concentration
Distracted concentration is focusing on something other than music to in a sense "get yourself out of the way of yourself." I stumbled onto this type by accident while playing a solo piano gig one night in a restaurant. The piano was on the floor, at the same level as the diners; and a blue-haired old lady approached the piano and started talking to me while I was playing. While we conversed I noticed what I was playing - things I'd never practiced before! As the ideas flowed smoothly from my hands my reaction was "Man, I didn't know I could play that!" New ideas were just pouring out. I was not "trying" so hard as I normally would but rather letting the music come out.10 As pianist Roger Kellaway said, "You are told in the arts that you have to get out of your own way."11

This refers again to the "work" we do as performers. You may never have been told this, but playing music is supposed to be easy! Most of us think it's supposed to be hard to play, but truthfully, you can't play music well if it's hard to do. If you can't do it easily you can't have fun and project that feeling of fun to your bandmates and listeners. Anything you can do to make the music easier to play is okay; it's not cheating.

Most students over-work when they play. So in my private teaching I have quite effectively turned my over-working students on to distracted concentration by having a conversation with them while playing together. They may not get as much of a personal reward as they usually experience from what they are playing, but they do begin to get the point about the disastrous effects over-working can have on one's performance level.

This concept of distracted concentration was later reinforced by something saxophonist Sam Rivers said to me. I found him at his apartment one day walking around the house playing his horn with the radio, TV, and record player all playing at once. Why he was doing that? He replied, "It helps me to concentrate."

A Sense of Musicality
One's sense of musicality, what I often term "the big picture," is achieved through a ubiquitous understanding of how the all the various elements of music relate to each other as a whole, through a complete and intuitive understanding of musical relationships or "how things work." This includes how harmony relates to melody, how harmony relates to rhythm, how melody relates to rhythm, how these aspects relate to form, to name just a few aspects. This element of our musical development also grows without our awareness, but we take it onto the bandstand allowing us to improvise cohesive musical statements that make sense.12

All practicing is directed toward the developing these inner processes of vivid hearing, focused concentration, and sense of musicality. These are the most basic fundamental tools we take to the bandstand with us when we play.

A Musical Vocabulary
Dizzy Gillespie, in an interview with Mike Longo, said, "I keep one hand in the present and one hand in the past."13

There are many ways to learn how players conceived their ideas. One is to have a complete grounding in the theoretical aspects of jazz music so you can understand everything they are playing. Another is to work backwards to an understanding of players' concepts by copying their solos. Note that I use the word copying, not transcribing. By copying I mean playing the solo by ear, over and over again until it is memorized so that the rules of music are learned through experience rather than theory. The operative philosophy is that if it sounds good, the rules must have been used correctly. After all, all rules are optional, their use depending on the situation of the moment. When a rule becomes inoperative, another rule becomes operative.

Jazz educator David Baker once stated, "If you copied and learned one bebop head a month, in all 12 keys, for 12 months, you'd have enough of a jazz vocabulary to improvise successfully."

All the great players I had the good fortune to apprentice with over the years played by ear. They also learned their vocabulary the same way. They could not describe what they were doing theoretically. This often brings up the question, "Did they know what they were doing? There are two kinds of knowing - the intellectual kind and the intuition/hearing kind. The former is self-limiting; the latter has no boundaries. The ears and the intuition always "know" more than the intellect.

Jazz is a music that has historically been learned by copying, by imitation, handing information down from generation to generation by the oral tradition. Copying gets you directly into the sound and feeling of the music without any intervening intellectual theories.

So what use is theory? The one limitation of copying is that you learn only what you copied. It can thus be one-dimensional. Theory can be a valuable tool for expanding what you copied. In other words, copy first, theorize and analyze second. Theory's limitation is that it is intellectual. This doesn't mean that the two processes are mutually exclusive. On the contrary, they support each other quite effectively. The problem is the over-importance that is given to the intellectual over the intuitional side of the coin.14

Since its inception, one of the most predominant aspects of jazz music has been the acquisition and expansion of a common musical vocabulary by its players. This common vocabulary allows us all to play and communicate with each other because group jazz improvisation, in its truest sense, is conversational in nature. We cannot have a conversation, musical or otherwise, if we don't have a common language. We can't have a conversation if one person speaks only English, another only Spanish, another French, and another Japanese. Only by absorbing the history of the jazz vocabulary can one communicate with other members of a band.

A student studied with me for a year and then went off on his own to practice and absorb what he had learned. A year later he called me to play a gig with him and offered a ride to the engagement. In the car after the gig we were rather silent until he asked me, "So, what did you think of my playing?" He wanted an evaluation of how well he had absorbed his lessons. I said, " Man, you play great. You've developed your own, original vocabulary. The problem is that it has none of the aspects of the traditional vocabulary in it, so I didn't know how to comp for you. That's okay with me, but you should call players to play with you who have a similar vocabulary with you - or learn the traditional vocabulary." We've since played together occasionally over the years, and his knowledge of the jazz vocabulary has increased dramatically. I assume he did so because he couldn't find other players with his vocabulary.

For the same reason - a common basis for musical communication - one has to learn the jazz repertory of compositions that are part and parcel of jazz's history. The jam session, an integral component of the jazz education process, is founded on the principle of a common and extensive knowledge of jazz standards as well as the classic American standard tune.

Rhythmic Syncopation
The most pervasive difficulty western jazz students face is a true understanding of rhythmic syncopation. According to Dizzy Gillespie (in Mike Longo's interview with the master), this difficulty stems from the difference between the African and western concepts of rhythm. "...The African concept of rhythm is polyrhythmic, and we are mono-rhythmic." Mr. Longo clarifies Dizzy's statement, "Polyrhythm is a combination of several independent rhythmic melodies that agree vertically as well as horizontally. That is to say, that even though these are horizontally independent melodies, they also mesh with each other from a vertical point of view, in what would seem like a form of rhythmic harmony."

As children in western society, we are taught to learn time as being executed as a series of quarter notes. One can't play western music without mastering quarter-note time, the first musical element we must learn if we are to be able to read and perform western music. We eventually become conditioned to conceive all time as being played in this manner. Yet this is one of many aspects of childhood musical training that become impractical for the adult jazz musician.15 Quarter note time is unsophisticated and mechanical, what Dizzy called "clock time." Rhythmic syncopation is sophisticated and complex, what Dizzy defined as "human time."

It was the African invention of syncopation that transformed western music into jazz. It was a rhythmic innovation. Yet rhythmic syncopation is the least understood aspect of jazz music. Syncopation is the lifeblood of the music. It has magical qualities: of all the inventions of the human mind, none can be found comparable. Syncopation is a unique construct that allows individuals to be part of a group experience while at the same time retaining each participant's individuality. In most group endeavors it is usually either one or the other, either emphasizing part of a group with a consequent loss of individuality or the opposite, retaining members' individuality to the detriment of the total group experience. Only in jazz music, through the concept of rhythmic syncopation, do both successfully co-exist.16

I learned syncopation by playing at the feet of the masters, hearing how it should go night after night, doing my best to emulate it. I had the good fortune to spend a week with Dizzy when he was a guest artist with the Phil Woods Quintet in the 1980s. I was never the same after that week. All Dizzy talked about for that week was rhythm, rhythm, and more rhythm. When an inventor of the music puts so much emphasis on one particular aspect of jazz, I got the point that jazz is, at root, a rhythmic invention. If you don't understand the rhythm, you don't understand the music.

Physical Control
Musicians are athletes of the fine (smallest) muscles. Controlling finger actions, lip actions, and breathing actions all require the development and control of these fine muscles. Excess body motion during performance has a disastrous effect upon your control of these muscles. The goal of a performer is to be physically "quiet." Take a look at the videos of some of the masters performing. Notice how little they move. (At this point someone usually brings up the case of Keith Jarrett. Well, when you can play like him, you can move like him!) The point is that you don't hear "the body" in the master's playing. Overuse of the larger muscles slows your reaction times and makes your playing "heavy."17

Emotional Control
Rather than repeat myself on this subject, I recommend you read the article Stage Fright, Relaxation, and Energy.18

How Improvising Works
The ability to improvise is a naturally built-in human process. We do it intuitively, all the time, mostly without thinking about it. At its most basic level, it is problem-solving, and so is jazz improvising.

Predictable and Unpredictable Elements
All art is the projection of an illusion created by the artist. Journalist Gene Lees quoted his first painting teacher as saying "Art is a process of elimination." For a student learning jazz through listening and imitation, this creates certain problems, as 90% of what is going on in a performance is not being played, is being hidden from the listener. One of the illusions that jazz musicians create is that of "space." There is no such thing as space, only the illusion of space, created by the player leaving out most of what can be played. The use and control of space must be as organic as the use and control of the musical sounds that occur within that space.

In any improvised event there are organizing factors that give the event form and content. In jazz it could be anything from one note (a pedal tone) to a scale (a mode) or a set of structured harmonies (chord changes) that must be used. What ever the organizing factors are, they are predictable, mutually agreed upon by the group, and hidden from the listener. The commonly heard question "how do they know where they are?" is a perfect example of this process. The group knows where they are because they utilize the agreed-upon common factors that organize the music. The listener doesn't know where we are because to show these factors to the audience would destroy the illusion that we are making it all up on the spot. Musicians spend the most part of their student years learning how to internalize and use these predictable elements on an intuitive level.

The predictable elements may vary in number and complexity, but for the most part they fall into four categories: rhythm, harmony, melody, and form. These elements are internalized by each performer and are used as guides by each individual player. The internalized elements repeat in a continuous flow of rhythmic, harmonic, melodic, and form information that are utilized for content and inspiration. Because of their predictability, these elements allow performers to know where they are at any particular moment and can be used to understand what may be coming up in the future.

From this point of view, the growth in sophistication of jazz music from its inception to its current state could be defined by its continuous modification in the degree by which its organizing elements are not being articulated during performance - by how much of these elements are not played but left out!

Mathematics and Elegance
Mathematics and music are intimately related. Mathematicians use the term "elegance" to describe the beauty of a mathematical formula that is basically simple but has infinite possibilities for complexity. If an idea or concept appears complex, one is looking at the results of its potential for complexity, not its basically "elegant" simplicity. In other words, if an idea appears complex, you're looking at it wrong. To understand any complex process, it must be reduced to its most simple and elegant form.

To the student, jazz improvising appears complex and hard to do. The truth is, one can't play unless the processes used are simple and easy to use. You can't have fun if it's hard to do; playing must be easy to do it well.

Douglas Hoffstader, in his Pulitzer prize-winning book Godel, Esher, and Bach, clarified unwittingly and between the lines how an improvised experience is organized.19 It is through the internalization of the predictable and semi-predictable elements of the theories of melody, harmony, and rhythm. (See Example 3.) These elements are practiced until they become second nature. They are the organizing factors of an improvised event and as such are never played. Only the unpredictable elements of an improvised event are ever heard by its audience.

A short digression into the area of melodic improvisation might demonstrate this elegance.
Every chord has four basic chord tones.20 Contrary to much current improvisational pedagogy, improvising a melody is not a matter of synchronizing scales with their matching chord symbols. It is facilitated by utilizing the infinite possibilities of guide-tone melodies that are inherent in the passage of a series of chords and their chord-tone from one to the next - what pianists generally describe as "voice-leading."
For example, if one measure of music contained a ii-V series of chords for two beats each, the chord-tone of each chord would fall on beats 1 and 3 of the bar. Any chord-tone of one chord can go to any chord-tone of the next, creating 16 possibilities of chord-tone moving from one to the other. (See
Example 4.) A ii-V-I can have over 70 possibilities of chord-tone motion!

For example, the third of one chord can go the fifth of the next, to the seventh of the next, to the root of the next. These possible combinations of guide-tone melodies - created by the simple device of a chord having four basic tones - give the concept of melody its elegance. Any of the chord tones may be connected to each other using any combination of the four components of tonal melody: scales, arpeggios, chromatics, and intervals larger than a fourth.

For the purpose of the following discussion, we'll use the format of the classic AABA song format in 4/4 time:

 

Though in essence elegantly simple, each individual element combined together exponentially increases the potential for complexity. If you played every possibility inherent in these elements, you'd have cacophony. Consequently, through the training of one's intuitive selection process, an improvisor leaves out most of the possibilities. What are eventually articulated on an instrument are the intuitively selected, unpredictable choices one made while wending through the predictable elements of a song. As Dizzy Gillespie said, "It's not the notes you play, it's the notes you leave out."

Through practice and training, all four predictable elements are molded into a combined flow of internal musical information. Graphically it might look something like Examples 5a and 5b. However, one does not play every possible element. The soloist strives to play as little of it as possible! In this case the graphic might look something like Example 6 (vertical lines indicating elements that are actually being played).

To be completely understood, the process of jazz improvising must be considered from both the point of view of the individual improvisor as well as the improvisor as part a group event. When playing in a group situation, the above four elements of each individual are synchronized by mutual agreement. For example, a player getting lost means either that the group has lost the thread of its own internal information flow, its own internal components becoming unsynchronized, or that the components have become unsynchronized in relation to the group's flow of internal information.

Notice that the flows of information in the individual player have a horizontal aspect - and that the flows when playing in a group also take on a vertical aspect. These aspects might be best visualized as a parallel to an orchestral score. The staffs for each individual part move in a horizontal motion, and when looking at the combined staffs of all the parts, they take on their vertical aspect.

Each individual part is polyrhythmic and polyphonic within itself. In the group context, the music takes on a polyrhythmic and polyphonic character as in a fugue. The best example of this is the manner in which Dixieland bands improvise as an ensemble.

Inspiration
Where does musical inspiration come from? There is nothing mystical or romantic in the answer to that question.

Have you ever noticed how many ideas you have when playing along with a recording? It's because the players are stimulating your musical imagination, inspiring you to play. However, when the record stops, so do your musical ideas.

One of the goals of practicing is to have established internally the uninterrupted flows of musical information: rhythm, melody, harmony, and form. These information flows eventually become the internal resources from which the improvisor derives musical ideas. If you run out of ideas while playing, it means that these internal resources have gaps in them. So in the truest sense, one of the goals of improvisors is to internalize their own recording from which to draw musical ideas!

When the point in your musical self-education arrives at which you have developed vivid hearing (a strong brain-to-hand signal), the tendency will be to play everything you hear. You become, for lack of a better word, "notey," without phraseology. Notey players are those who haven't taken playing by ear to the next level, where they would hear everything but play as little of what they hear as possible. It is human nature that when you've worked hard to achieve a certain goal, it is rewarding to keep doing it. However, the old truism applies, "Everything you learn has the potential to become a trap." The key to avoiding this trap is to know when to cut something loose and to stop working on it. To achieve a level of phraseology you have to practice breaking up what your ear is telling you what to do.

The solution to being notey is to then begin to stop thinking melodically and begin thinking only rhythmically. One of the potential traps of contemporary education is to overly focus on the melodic aspects of improvising. You can test this deficiency by singing only the rhythms to the melody of Charlie Parker's Confirmation in a monotone, without pitches. Try it with other bebop heads as well. You may encounter difficulty in doing so; you'll then see how well you know them.

However, the melodic work invested by a notey player is not wasted. It simply needs to be used in a different way than it was learned - prompting another truism: "Everything is learned one way, then used in another way."

Dizzy once said, "I think of a rhythm first, then add a note to it." Improvisors can begin to change the way they hear by thinking solely in a syncopated manner. One practical way to learn how to syncopate is to take the rhythms of the bebop heads you know and apply them to other tunes like Autumn Leaves or Stella By Starlight. The most important lesson you'll have to learn is that the rhythms pick the right notes out from your internal flow of melodic information!

How New Information Affects Old Information
When new musical information is acquired, it affects and alters old information. The old information is still there but in an altered state. As children we have to learn the basics of quarter-note time and where the notes are on the instrument. As we grow musically, the newer information is "layered" upon the old and changes it. For this reason, adult practicing should not be linear, as if certain musical aspects have to be developed before you can go on to others. Don't practice when you're bored - you won't learn anything. Concentrating your efforts too long on any one particular musical aspect will create boredom. Skip around from one concept to another. It doesn't make any difference what you practice; there is no particular order in which to practice musical ideas. Although we talk about the different aspects of music in a separate manner, internally everything is connected together. When you improve in one area, it affects all the others, globally, so that you improve in all other areas as well.

Here's an example from my own personal experience. I was born into the post-bop era. All my models were beboppers. I wanted to play bebop and worked hard for decades to do so. But hadn't been playing it for the 15 years before I joined Phil Woods' group. During that 15 years I had been focused on developing my pentatonic playing.

If there ever was a bebop band, it was Phil's, and when I first joined them, I could hear that my pentatonic playing wasn't fitting in to the band's musical style. One night, before a concert at The Bottom Line, I was sitting at my kitchen table, ruminating over this particular problem. I realized that I had been approaching the bandstand with a preconception (playing pentatonics) of how I was going to play. Taking preconception to the bandstand is part of the self-teaching process, but it must be kept under control. There's a time to be working on your new stuff and a time not to. One should never approach the bandstand with preconceptions, that would lower your creative abilities, placing you into a conceptual box. The most successful creative attitude to apply is "what comes is what's happening."

So I said to myself, "Okay. Tonight, I'm just going on the bandstand with no idea whatsoever of what I'm going to play. I'm just going to push those little black and white things up and down and see what happens."

Much to my surprise when I started playing, all my old bebop influence came out. But the revelatory thing was that my bebop playing had improved as if I had been playing in that style for those previous 15 years!

I rest my case.

Summation
Learning how to become a jazz improvisor is a life-long task. There isn't enough time in life to practice everything. You'll always miss something and have to go back to learn it. It takes dedication and patience, and you're never done with the process. There are also not enough opportunities to gain bandstand experience playing with those better at it than you. It's a battle that is constant.

When I had told my mentor, pianist Jaki Byard, that I was thinking of making my first trip to New York City, he offered me a piece of Casteñada-like advice. I think it applies here, "Hal, get your shield and your spear; and go there."


End Notes
1 Jourdain, Robert.
Music, the Brain, and Ecstasy. New York: William Morrow & Company, 1997.
2 Schlaug, Dr. Gottfried. "Musical Chills."
Berklee Today, Vol. 13, No. 3, Spring Issue, 2002, p. 6.
3 Boden, Margaret A.
The Creative Mind/Myths & Mechanisms. New York: Basic Books, October 1992, pp. 156-157.
4 For more on this topic, please see: Galper, Hal. "Stage Fright, Relaxation, and Energy."
Jazz Educators Journal, Vol. XXII, No. 1, Fall 1989, pp. 45-46.
5 Pettinger, Peter.
How My Heart Sings. New Haven, CT: Yale University Press, Sept. 1998.
6 Fink, Seymore. "Can You Teach Musicality?"
Piano & Keyboard, May/June 1997, pp. 40-41.
7 Kochevitsky , George.
The Art of Playing The Piano. Evanston, IL: Summy-Birchard Company, 1997.
8 Sacks, Oliver. "Prodigies." The New Yorker, January 1995, p. 44.
9 Haupers, Mitch. "The Musician Mind."
Berklee Today, Summer 1994, p. 19 (quoting from Howard Gordon's "Creating Minds," Basic Books, 1993).
10 See more about "trying" in my article on "Stage Fright, Relaxation, and Energy" as listed above.
11 Kellaway, Roger.
The Jazzletter. Gene Lees, March 2000.
12 This aspect of a musician's mental state is more completely explained in: Galper, Hal. "The Development of Style, I & II."
Jazz Improv, Vol. 2, No. 4 & Vol. 3, No. 1, 2000.
13 Longo, Mike.
Transcript of Interview with Dizzy Gillespie. Catalog No. MO 102, $6.00. It is revelatory!
14 See my above-listed article on "The Development of Style" for an in-depth discussion as to how to develop your own jazz vocabulary.
15 For more information, see: Galper, Hal. "Playing In Half-Time."
LeJazz Netzine, December 1998.
16 Regarding syncopation, I recommend: Longo, Mike.
How To Sight-Read Jazz and Other Syncopated-Type Rhythms. New York, Consolidated Artists/. $14.95 via the web site, catalog #1005; or call 1-880-232-6796; or send a check or money order to Consolidated Artists, 290 Riverside Drive, Suite 11-D, New York, NY 10025 USA. Until I discovered Mike's book, I had been depressing my classes when advising them of the challenge they face trying to learn jazz rhythm. After all, the masters I learned it from are dead; and because of the demise of the apprenticeship system, their disciples are not in a position to pass it on to them by the oral tradition. But in this book Mike has preserved the rhythmic legacy of Dizzy Gillespie and found an effective method to pass this legacy on. It should be on every jazz musician's book shelf and a part of every jazz department's curriculum!
17 See my article on "Stage Fright, Relaxation, and Energy" as listed above.
18 See my article on "Stage Fright, Relaxation, and Energy" as listed above.
19 Hoffstader, Douglas.
Godel, Esher, and Bach. New York: Basic Books, 1979.
20 For this discussion we will not consider the higher functions. See the section on "Melody and Embellishment" in my forthcoming book
Forward Motion. New York: 1st Books Library, 2003, pp. 27-45.

A graduate of Berklee College of Music, Hal Galper is internationally known as an educator. His theoretical and practical articles have appeared in every major jazz and jazz education publication, and his most recent book, The Touring Musician: A Small Business Approach to Booking Your Band on the Road (Billboard Books) has entered its second printing. A faculty member of Purchase Conservatory and of the New School of Jazz and Contemporary Music, he extensively travels the collegiate lecture-workshop circuit.

With over 82 recordings as a pianist to his credit, 27 as a leader in his own right, Galper is best known for his work with Chet Baker, Cannonball Adderley, John Scofield, and the Phil Woods Quintet. He received a Grammy nomination and a Grammy for his recordings with the Phil Woods Quartet and Quintet, a Distinguished Alumnus Award from the Berklee College of Music, multiple awards for Outstanding Service to Jazz Education from IAJE, and has been a recipient of grants from the National Endowment for the Arts, The Lila Wallace-Readers Digest Foundation, and the New School of New York.

Galper's new book, Forward Motion: From Bach To Bebop, is being published in 2003 by Jamey Aebersold Jazz (in hard copy) and by http://www.ForwardMotionPDFcom (as an interactive PDF version).

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